SEC Charges Advisor With Stealing $900K From a Client: Enforcement

  The Securities and Exchange Commission charged a Chicago-area investment advisor representative on Tuesday with misappropriating more than $900,000 from a client’s account through more than 40 unauthorized transactions. The SEC’s complaint, filed in federal court in Chicago, alleges that William P. Carlson Jr., an investment advisor representative associated with…

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Gulf markets firm as OPEC deal lifts state revenue prospects

OPEC deal to cut oil production could allow Gulf governments to ease austerity policies slightly Petrochemicals companies led Gulf stock markets higher on Thursday in response to OPEC’s first agreement on output cuts to prop up oil prices since 2008 – a deal that could allow governments to ease austerity…

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